Cetera Financial Group Job Aid
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1 Page 1 Enhanced SmartWorks Login - Existing User To further safeguard the security of your clients information and data, the procedure for signing into SmartWorks is a multi-step process. You now must confirm something you know, like your user ID and answers to security questions you set up, and something you have, such as a file that the system confirms exists on your work computer. IMPORTANT: The process will request you to enter your SmartWorks User ID and Password please have this information before you login. If you do not know your SmartWorks username or password, please contact the technology support group at or WebSecuritySupport@cetera.com. If you need general help with the process or have other questions, please contact the Resource Center. If you bookmarked SmartWorks prior to June 24, 2013, delete your bookmark. Open a new window and visit (NOTE: You may want to bookmark this site again). If you are using Internet Explorer version 9 or 10, it is necessary to turn on Compatibility Mode. (NOTE: You may encounter a web page with no content when you try to access SmartWorks. The steps below will resolve this issue too). As a reminder, alternate ways you can access applications include: Docupace: NetX360.com: This job aid contains instructions for the following procedures (click a link below): Procedure Internet Explorer Compatibility Mode Establishing your Enhanced SmartWorks Login Subsequent Login to SmartWorks Reset a Forgotten Password Reset Your Security Questions, Image / Personal Message or Password Description If you are using Internet Explorer 9 or 10, this explains how to turn on Compatibility Mode. If you used SmartWorks in the past and are logging in for the first time using enhanced login. Follow these steps if you ve already established your secure login. Follow these steps if you need to reset your password. This procedure assumes you cannot login to SmartWorks. Follow these steps if you need to reset your security questions, image / personal message or password (alternate method).this procedure assumes you can login to SmartWorks.
2 Page 2 Internet Explorer Compatibility Mode Follow these steps to turn on Compatibility Mode in Internet Explorer 9 or 10. From within Internet Explorer, select Tools > Compatibility View Settings 1 The system displays the Compatibility View Settings dialog box.
3 Page 3 Confirm Display all websites in Compatibility View is checked 2 3. Click.
4 Page 4 Establishing your Enhanced SmartWorks Login Follow the steps below to configure your SmartWorks Login: Starting today, you will see a different screen when you visit the SmartWorks login page: 1 Notes: Do not click Start the Enrollment Process. This is for users who have never logged into SmartWorks previously. 2 3 Enter your User Name and click On the next screen you will see an option to bypass setting up your enhanced SmartWorks login. If you choose to Enroll Later you can log in as you have in the past. However, on September 22 this option will disappear and you will be required to set up your login. Each time you login you will be reminded of how many days are remaining before enrollment is mandatory. Once enrolled this screen will no longer display. To enroll in Enhanced Smartworks Login now click.
5 Page 5 The next screen will ask for your current Smartworks password. If you don t recall your current password there is a Forgot Password link to assist you in establishing your new password. 4 Enter it and click
6 Page 6 The system displays a screen where you can select your security questions. 5 Select a security question for each row and enter an answer in the field provided. There are guidelines displayed for more information on answering the questions. 6 7 Click.
7 Page 7 Click Click here to select an image to select an Personal Assurance Image for the system to display each time you login. Also, enter a Personal Assurance Message in the Your Phrase: field. Click. 8
8 Page 8 Enter a new password in the Create a new password: and Confirm your new password: fields. For more information about selecting a password, please review the Password Guidelines. 9
9 Page 9 The system confirms you sucessfully created your login. You will be logged into SmartWorks when you click - 10 Subsequent Login to SmartWorks Follow these steps if you ve already established your secure login.
10 Page 10 On the SmartWorks login page, enter your User Name. 1 OPTIONAL STEP: Bookmark the new SmartWorks login page To easily navigate to the SmartWorks page on an ongoing basis, you may wish to bookmark the new SmartWorks page. To do this: 1a 2 1. Open a new browser page 2. Navigate to the new SmartWorks login page 3. Add it as a favorite or bookmark in your web browser. NOTE: Each browser is diffeent, so if you are unsure how to do this, use your browser s help function to search for instructions. Click. The system displays a screen containing a security question you answered when you established your secure login.
11 Page 11 Enter your answer in the field provided. 3 Note: Your answer is not case-sensitive.
12 Page 12 Click. The system displays a screen with the Personal Assurance Image and Personal Assurance Message you selected. 4 Using the definitions in the table below, select Yes or No for registering your computer. If you are using a Non-Public / Trusted Computer (Yes), the system does not display your security questions each time you login from that computer. Title Yes Non-Public / Trusted Computer Description If this is the computer you regularly use to sign into SmartWorks, selecting this option locks in your computer as a safe platform and you will not be required to answer the security questions in the future. Your computer becomes part of the authentication process so select this option only if you are sure the computer will be in your possession all the time. Examples of private computers are your own laptop, desktop or private workstation No You may not be the only person who uses this computer. Selecting this option FOR BROKER-DEALER Public USE / ONLY. Non- NOT FOR also USE requires WITH THE you PUBLIC. to answer the security questions each time you log on. Trusted Computer Examples of public computers are those found in airports, libraries and internet cafes. Because these computers are accessible by anyone, care must be taken when using them. For safe computing, you should close all browser windows and
13 Page 13 5 Click. 6 The system displays the SmartWorks home page.
14 Page 14 Reset a Forgotten Password Cannot Login to SmartWorks Note: The instructions below explain how to reset your password if you cannot login to SmartWorks. Following this section is an alternate method to reset your password if you cannot login to SmartWorks. Follow the steps below if you forgot your SmartWorks password: On the SmartWorks login page, enter your User Name. 1 2 Click The system displays a screen containing a security question you answered when you established your secure login.
15 Page 15 Select Forgot password? Reset your password by getting a new activation code sent to address to reset your password. 3
16 Page 16 The system automatically sends an activation code to your . Enter this activation code on the next screen: 4 Note: If you do not receive the activation code this is usually because of an incorrect address on file. In that case please call the Help Desk for support. Activation codes expire after 30 minutes, so if you wait that long without inputting the code you will need to resend a new code by clicking on get a new activation code. 5 Click
17 Page 17 6 The system displays a security question. Answer your security question and click. The system display a screen where you can select a new password: 7 Enter a new password. Note: Please note the Password Guidelines for selecting a new password.
18 Page 18 8 Click. The system resets your password and logs you into SmartWorks.The next time you login to SmartWorks, use your new password.
19 Page 19 Reset Your Security Questions, Image / Personal Message or Password Note: The process to reset your security questions, image / personal message or password assumes you can login to SmartWorks. If you need to reset your password and cannot login to SmartWorks, follow the steps in the previous section of this document. Follow the steps below if you forgot your SmartWorks password: After logging into SmartWorks, click My Profile. 1
20 Page 20 A new window opens with the options to change your security questions and answers, your personal security image and message or your password. Click the link that corresponds to what you wish to modify. 2 Notes: If you change your security questions, you will need to set up all your questions and answers again. If you change your image and personal message, you will need to select an image and type your passphrase. The system does not remember your previous image and passphrase. If you change your password, you will need to know your previous password. 3 Click. The next time you login to SmartWorks, use your new security questions, image / personal message and / or password.
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