EmployEE SuggEStion SyStEm
ASSESSmEnt modEl: thE BESt
prActicE ScEnArioS
Flevy lasrado*, m. Arif**, Afab rizvi***
*American University in the Emirates, UAE E-mail: levylasrado@hotmail.com
**University of Salford ,UK E-mail: m.arif@salford.ac.uk
***Associate Professor of Decision Sciences at Manipal University-Dubai Campus, UAE.
E-mail: aftabhaiderrizvi@yahoo.co.in
Corporations widely use ‘Employee suggestion schemes’ to elicit employees’ creative ideas. Despite its many beneits, sustaining
the suggestion system is still a challenge for the organisation. This paper uses a sustainability assessment model to assess the sustainability
of suggestion scheme of three organisations in the UAE. This paper presents three case studies of organisations in the UAE, which throw light
on practices that can potentially help sustain the suggestion schemes in the organisations. It discusses a framework to assess the employee
suggestion schemes. It summarizes the indings and concluding remarks of the cases and implications for future research.
Abstract
Keywords:
Suggestion System, Creativity, Suggestion Scheme, Innovation, Sustainability
Introduction
Employee Suggestion System (ESS) is a tool widely used
by the corporations to elicit employees’ creative ideas. It
will elicit suggestions from employees, classify them, and
dispatch them to the “experts” for evaluation. After this, the
suggestion might be adopted, in which case the suggestion
may well be rewarded. “Experts”are dedicated committees
who evaluate the suggestions and propose them for its
implementations. Employee Suggestion Systems create winwin situation for employers and employees alike. However,
despite the many beneits of the suggestion systems,
sustaining them is still a challenge for organisations.
Organisations need to assess their suggestion schemes to
determine their sustainability and to examine if the right
conditions exist for the suggestion schemes to lourish. After
all, suggestion systems can contribute to build organisations
innovative capability.
A majority of the current literature focuses on the suggestion
system features, enablers and the inhibitors of suggestion
schemes. While there have been some previous studies that
explore sustainability in suggestion system (Rapp & Eklund,
2002; 2007), there are opportunities for additional research
to extend this body of knowledge and to potentially increase
the effectiveness of suggestion schemes in the organisations.
There are currently limitations to the general continuous
improvement and process improvement body of knowledge
as well that create the need for additional research on the
sustainability of the outcomes of improvement approaches
in general (Glover et al., 2011). So, greater understanding of
the determinants of sustainability in suggestion system could
decrease this and organisations could more systematically
adopt an approach to sustain the suggestion schemes
outcomes.
This paper presents three case studies of organisations in
the UAE, which throw light on practices that can potentially
help sustain the suggestion schemes in the organisations.
The following section discusses a framework to assess the
employee suggestion schemes. The paper then discusses
three case studies from organisations in the UAE. It
summarizes the indings and concluding remarks of the
cases and implications for future research.
Background and Literature Review
Suggestion schemes also became popular in many countries
and they have a considerable history that includes USA,
Europe, Asia and the Middle East (Cooley et al., 2001). In the
UAE, the most foremost scheme is that of Dubai Aluminum
(DUBAL). They report that total number of implemented
and awarded ideas is 116,139 since the suggestion scheme’s
inception about 30 years ago. Moreover, the audited savings’
potential of the ideas implemented in 2010 amounted to
$5.32 million, which raised the total savings achieved by the
Suggestion Scheme over the last 30 years to more than $31.8
million (www.dubal.ae).
2
Journal of Strategic Human Resource Management
Another noticeable scheme is that of global marine terminal
operator DP World saved Dhs14 million in the period 2004 to
2008 by implementing the Group Suggestions and Rewards
Schemes (www.dpworld.ae).
Fairbank et al. (2003) highlights the fact that many
organisations have attempted to implement suggestion
systems, but they often fall far short of achieving their
potential. They reported some of the possible reasons for the
failure of the suggestion which are
∑ Organisations often do not offer compensation or
rewards of any type for participation
∑ Submitters do not understand the process through
which their suggestions are evaluated
∑ There are long delays in getting the suggestions
processed
Rapp & Eklund (2007) found that following aspects
contributed for the sustainability of the suggestion system:
∑ Situations when the employees had a personal beneit
from submitting suggestions
∑ Campaigns emphasizing different themes encouraged
employees to become more active within the suggestion
system
∑ Employees having some of their suggestions rejected
were more active in submitting suggestions than
employees having most suggestions rejected or
accepted
∑ A high monetary reward was not found favorable
for submitting new suggestions, compared to lower
rewards
∑ Increased support of group suggestions contributed to
a sustained and high level of activity of the suggestion
system
Literature evidences a number of factors that foster the
success of the suggestion schemes as summarized in the
Table 1.
Since there is limited research on sustainability of
suggestion system, the literature regarding the sustainability
of continuous improvement approaches, in general, is also
reviewed. Bateman (2005) explains that sustainability is
also an issue with other types of improvement programs –
as Dale et al. (1997) identify those factors that negatively
impact on sustaining total quality management by studying
a number of case studies on companies. They divide these
negative impact factors into ive categories: internal/external
environment, management style, policies, organisational
structure and process of change.
Aken et al. (2010) introduced a framework for the design
and management of a Kaizen event program with four
main phases –plan, implement, sustain and develop.
Bateman (2005) argues that crucial to the development of
Volume 3 Issue 2 June 2014
the sustainability model of process improvement was the
realisation that sustainability is not a binary concept, with
only two states: of sustaining and not sustaining, but rather
sustainability has a number of states. They proposed a four
stage sustainability model: diagnostic, workshop, followup and post follow-up and ten enablers for sustaining the
improvement activities. Curry & Kadasah (2002) presented
an evaluation tool that can be used to assess the extent of
progress of TQM based on key priority elements of TQM
on which company’s needed to focus. Pillet & Maire (2008)
proposed a model of sustainability for an improvement
process. This model is founded on three axes: organic state,
return on effort and facilitation. They state that to sustain
an improvement process over time, it is necessary for these
axes to be taken into account by managing their relative
importance in space and over time and they proposed speciic
actions for each of the sates.
Daniel et al. (2004) proposed a framework that describes the
factors which inluence the sustainability of e-marketplaces.
These factors operate at three inter-related levels:
∑ The macroeconomic and regulatory level
∑ The industry level
∑ The individual irm level
Fadeeva (2005) stated that assessment of the networking
should be done against the network’s own objectives. A
sustainable innovation should be proven to be of beneit to
the diverse stakeholders Johnson et al (2004) and what can
be regarded as ‘sustainable’ from the point of view of an
individual organisation is not necessarily sustainable from
the point of view of the region and vice versa (Fadeeva,
2005). So, the expectations from the system must be set in
the language of those involved and should measure things
on which they can have direct impact (Wood & Contracts,
2005). Based on the literature a framework as shown in
Table 2 is adopted.
The framework suggests ive factors for assessing the
sustainability of the suggestion system. These include:
Leadership and Work Environment, System Capability,
System Effectiveness, Organisational Encouragement and
System Barriers. This paper adopted this framework to assess
the sustainability of suggestion schemes of organisations.
The indings of the three cases are discussed below.
Met�odo�og�
In order to assess the sustainability of employee suggestion
schemes, the framework described in the previous section
was applied to three case studies in the UAE. A case study
is deined as a strategy for doing research which involves an
empirical investigation of a particular phenomenon within
its real life context, especially when the boundaries between
phenomenon being studied and the context within which it
Employee Suggestion System Assessment Model: The Best Practice Scenarios
3
table 1: critical Success Factors
#
Indicators
Source
1
Coworker Support
Madjar, 2008; Madjar, 2005; Shalley& Gilson, 2004; Arifet al., 2010; Binnewise, 2008.
2
Commitment and Accountability
Carrier, 1998; Gorin, 1969; Dickinson, 1932; Milner et al., 1995; Price, 2000.
3
Communication and Networking
Alves et al., 2007; Aoki, 2008;Arthur et al., 2010; Binnewieset al., 2007; Björklund, 2010; Klijn&Tomic, 2010; Kudisch, 2006;Madjar, 2008; Majdar,2005; McConville, 1990;Ahmed, 2009; Recht&Wildero, 1998;Shalley& Gilson,
2004; Tatter, 1975;Khairuzzamanet al., 2007; Mongeet al., 1992 ; Al-Alawi et al., 2007; Clark, 2009;Fairbank and
Williams, 2001;Stranne, 1964.
4
Competition
Bakker et al., 2006;
5
Cost Saving
Lloyd, 1996; Carrier,1998; Kanna, 2005; Leach et al., 2006;
6
Customer Satisfaction
Arifetal.,2010; Marx, 2008; Gupta et al., 2005.
7
Effective System
Reuter, 1976;Lloyd, 1996; Arthur & Kim, 2005;Lloyd, 1999;Marx, 1995;McConville, 1990;Fairbank et al.,
2003;Mishra, 1994;Prather &Turrell, 2002; Rapp &Eklund, 2007; Tatter, 1975; Van Dijk& Van Den Ende, 2002; Arifet
al., 2010; Freseet al., 1999;Hultgren, 2008; Winter, 2009; Bigliardi&Dormio, 2009;Clark, 2009; Fairbank and Williams, 2001; Lyold, 1999; Bassadur, 1992; Hultgren , 2008.
8
Employee Conidence
Bell, 1997; Islam, 2007; Lyold, 1996; Carrier, 1998; Leach et al., 2006; Janassen, 2004.
9
Employee Participation
Alveset al., 2007; McConville, 1990; Lloyd, 1996; Fairbank and Williams, 2001; Cruz et al., 2009;Neagoe& Klein,
2009.
10
Empowerment
Recht&Wildero,1998; Lipponen et al., 2008; Mclean, 2005; Powell, 2008; Axtell et al., 2000; Jong &Hartog, 2010;
Unsworth, 2005.
11
Evaluation
Egan, 2005; Rietzschel, 2008; Neagoe& Klein, 2009; Marx,1995; McConville, 1990; Ahmed ,2009; Powell, 2008; Tatter ,1975;Van &Ende, 2002; Hultgren, 2008; Lloyd, 1996; Winter, 2009; Sarriet al. ,2010; Fairbank and Williams, 2001.
12
Expertise
Bantel& Jackson, 1989; Björklund, 2010; Grifiths-hemans& Grover,
2008;Madjar,2005;Verworn, 2009; Bigliardi&Dormio, 2009.
13
Feedback
Cho &Erdem, 2006 ; Bakker et al., 2006 ; Buechet al., 2010; Leach et al., 2006; Mishara, 1994; Powell, 2008; Rapp
and Eklund, 2007;Arifet al., 2010; Hultgren, 2008; Fairbank and Williams, 2001; Stranne, 1964; Bassadur, 1992; Van
Dijk& Van den Ende, 2002; Du plessiset al., 2008
14
Implementation of Suggestion
Marx, 1995; McConville, 1990; Hultgren, 2008; Lloyd, 1996; Cho &Erdem, 2007.
15
Improvement in Process
Arthur et. al., 2010 ; Marx, 2008; Janassenet al., 2004; Leach et al., 2006; Gorin,1969;
16
Individual Attributes and Self- Huang &Farh, 2009; Egan, 2005; Lipponenet al., 2008; Verworn, 2009; Freseet al., 1999; Axtell et al., 2000;
Eficacy
Aoki, 2008;Binnewieset al., 2007; Björklund, 2010; Grifiths-hemans& Grover, 2006 ; Klijn&Tomic,
2006; Klijn&Tomic,
2010; Madjar,
2010; Litchield, 2008; Malaviya&Wadhwa, 2005; Powell, 2008; Recht&Wildero, 1998; Shalley& Gilson
2004; Janssen, 2004; Cruz et al., 2009; Arthur et al., 2010; Darragh-Jeromos, 2005; Muñoz-Doyague,
2008; Jong &Hartog, 2010.
17
Job Control
Anderson &Veilletten, 2008; Mclean, 2005; Sadi, 2008;Anderson &Veillette, 2008; Wong& Pang, 2003;
Neagoe& Klein, 2009; McConville,1990
18
Job Factors
Amabileet al., 1996; Anderson &Veillette, 2008 ; Björklund, 2010; Buechet al., 2010; Grifiths-hemans&
Grover, 2006; Hirst, 2009; Powell, 2008; Rego et al., 2009; Shalley& Gilson, 2004;Freseet al., 1999;Axtell et al., 2000; Muñoz-Doyagueet al., 2008; Unsworth, 2005;Cruz et al., 2009; Jong &Hartog, 2010.
19
New Revenue
Lloyd, 1996; Carrier,1998; Kanna, 2005; Leach et al., 2006.
20
Organisational Support
Fairbank and Williams, 2001;Alveset al., 2007; Ahmed, 1998; Alwis& Hartmann, 2008 Amabileet al.,
1996; Arthur & Kim 2005; Björklund, 2010; Darragh-Jeromos, 2005; Ellonenet al., 2008; Grifithshemans& Grover, 2006; Janssen, 2004;Klijn&Tomic 2010; Kudisch, 2006; Neagoe& Klein, 2009; Mclean
2005; Malaviya and Wadhwa,2005; McConville, 1990;Powell, 2008;Prather &Turrell, 2002; Recht&
Wildero,1998;Shalley& Gilson, 2004; Al-Alawi et al., 2007; Rietzschel, 2008; Zhou& George, 2001;
Stranne, 1964; Van Dijk& Van den Ende, 2002; Bell ,1997 ; Khairuzzamanet al., 2007; Bigliardi&Dormio,
2009.
21
Organisational Impediments
Stenmark, 2000; Alwis& Hartmann, 2008, Anderson, T.A. &Veillette, 2008; Wong & Pang, 2003; Toubia,
2006; Bakker et al., 2006; Amabileet al., 1996; Lyold, 1999; Fairbank et al., 2003;Du Plessis et al., 2008;
Carrier,1998; McConville,1990; Mostaf& El-Masry,2009
22
Product Quality
Price, 2000; Ahmed, 2009; Islam,2007; Arifet al., 2010
23
Publicity
Reuter, 1976; Mishra, 1994;Tatter,1975; Fairbank and Williams, 2001; Kudisch, 2006; Neagoe& Klein, 2009; Leach et
al., 2006; Marx 1995; McConville, 1990; Prather & Turrell,2002; Lloyd, 1996; Winter,2009; Crail, 2006
4
Journal of Strategic Human Resource Management
Volume 3 Issue 2 June 2014
24
Resources
Alveset al., 2007; Amabileet al., 1996; Grifiths-hemans& Grover, 2006; Klijn&Tomic, 2010; Mclean, 2005; McConville, 1990; Shalley& Gilson, 2004;Van Dijk& Van den Ende, 2002; Lloyd, 1996; Bigliardi&Dormio, 2009; Clark,
2009.
25
Rewards
Lloyd, 1996;Klijn&Tomic, 2010; Arthur & Kim, 2005; Arthur et al., 2010; Bartol& Srivastava, 2002;
Darragh-Jeromos, 2005; Neagoe& Klein, 2009; Leach et al., 2006; Lloyd, 1999;Marx, 1995; McConville,
1990; Du Plessis et al., 2008; Ahmed, 2009; Mishra, 1994; Rapp and Eklund, 2007; Rice, 2009; Shalley&
Gilson, 2004; Tatter, 1975; Teglborg-Lefevre,2010; Van &Ende ,2002; Arifet al., 2010; Bell, 1997; Freseet
al.., 1999; Winter 2009; Al-Alawi et al., 2007; Baird & Wang, 2010; Bartol& Srivastava, 2002; Clark,
2009; Crail, 2007; Rietzschel, 2008; Suh& Shin, 2008 ; Lyold, 1999.
26
Sense of Security
Carrier, 1998; Gorin, 1969; Dickinson, 1932; Milner et al., 1995;
27
Supervisor Support
Mclean, 2005; Marx, 1995; Shalley& Gilson, 2004; Tatter 1975; Freseet al., 1999; Lloyd, 1996; Ohlyet al., 2006; Arifet
al., 2010; Hardin, 1964.
28
Support for Innovation
Lipponenet al., 2008; Hultgren, 2008; Scott & Bruce, 1994.
29
Teamwork
Rapp &Eklund, 2007;Amabileet al., 1996; Aoki, 2008; Carreir, 1998; Darragh-Jeromos, 2005; Mclean, 2005; McConville, 1990; Shalley& Gilson, 2004; Baird& Wang, 2010; Egan, 2005; Pissarra&Jesuino, 2005; Fairbank &Williams,
200, Paulus &Yang, 2000.
30
Top Management Support
Huang &Farh, 2009; Amabileet al., 2004; Carreir, 1998; Egan, 2005
Price, 2000.
Jong &Hartog, 2007;Marx, 1995;McConville 1990;Du Plessis 2008;
Ahmed 2009;Mishara, 1994;Powell, 2008;Prather &Turrell,
Rice, 2009;Zhang, 2010;Khairuzzamanet al., 2007;Bell, 1997;Unsworth, 2005;
Hayward 2010;Bassadur, 2004
31
Training
Paulus, 2008; Tatter, 1975; Baird & Wang, 2010; Stranne, 1964; Birdi, 2005
32
Employee Satisfaction
Bell, 1997; Islam, 2007; Lyold, 1996; Carrier 1998; Leach et al., 2006;Janassen,2004
table 2: Sustainability Assessment model
FACTORS FOR SUGGESTION SYSTEM SUSTAINABILITY ASSEMENT
System Capability
Organisational
Encouragement
System
Effectiveness
System Barriers
Support for Suggestion
Implementation
Demonstrate the actualization of the suggestion
in your organisation.
Teamwork
How would you describe the
team work in relation to suggestion systems?
Proitability
Does your suggestion
system generate new revenue or saves cost?
Job Control
Describe the job environment in your
organisation?
System Features
Supervisory support
What evidence is available to Describe the suggestion
demonstrate the supervisor sup- system features.
port to suggestion system?
Training
Explain the training programs that you offer to your
employees in relation to suggestion systems.
Employee Productivity
Describe how the employee productivity is
improved as a result of
the suggestion system?
Competition
Do your employees
sense the suggestion
system as a competition to test their ability in any way?
Awareness
How does your organisation create awareness of
the suggestion system?
Expertise
How do you describe the
employee expertise in your
organisation?
Product quality
Does the suggestion system impact the quality
of the product? Give evidence.
Feedback
Organisational support
What evidence is available to Explain he feedback prodemonstrate the Organisational cess in your organisation.
support to the suggestion system?
Employee Participation
What evidence is available
to demonstrate the Employee
Participation in the suggestion system?
Process improvements
Does the suggestion
system trigger improvements in the processes?
Give Examples.
Leadership and
Organisational
Environment
FACTOR INDICATORS
Top Management Support
What evidence is available to
demonstrate the top management support?
Coworker support
How do you describe the work
relationships among the employees in relation to suggestion
systems?
Employee Suggestion System Assessment Model: The Best Practice Scenarios
Communication
Explain how communications
and networking impacts suggestion system in your organisation.
Rewarding
Explain
the
reward
scheme for suggestion
system in your organisation.
Support for Innovation
What mechanism exists in your
organisation to protect your employees in case of disputes due
to suggestion system?
Evaluation
Explain the evaluation
procedure for suggestion
system in your organisation.
5
Customer Satisfaction
Does the suggestion system impacts the customer
satisfaction? Give Examples.
Resources
Explain the resource
availabilitysuggestion
system in your organisation.
is being studied are not clearly evident (Yin, 2003). This
method of study is especially useful for trying to test/validate
theoretical models by using them in real world/ situations,
and testing whether scientiic theories and models actually
work in real life. The semi-structured interview method was
used to collect the data. The purpose of doing the interview
is to get a wider picture and more detailed information about
the practices existing in the organisations. For the purpose
of this study the three s using suggestions schemes relatively
for 5 years to 30 years were used. We will represent
these s as A, B, and C. The interviews took place in each
employee’s ofice. Although there were no time constraints,
it took between 45 minutes and one hour to complete the
interviews. Each participant was apprised of the relevance of
the study and the assessment framework was also provided
with printouts of Table 2. This was done in order for the
respondents to put their thoughts in the context of the model.
The questions were not asked in a speciic order, lexibility
was given to people, to talk without much restriction of
rigid question order or check lists. This lexibility gave the
chance for people to explain in detail, the system they have
in their companies. In addition, they were asked to show the
evidences to support their practices for each of the factors.
T�e Re�u�t�
The model as shown Table 1 was used to assess the
sustainability of the suggestion schemes of three organisations
in the UAE. These are referred here as Organisation A, B and
C. Organisation A is one of the aluminum smelters based in
the UAE. It was started in the year 1979. It manufactures
more than one million tons of inished product, made-toorder for more than 300 customers in at least 45 countries
worldwide. It has employee suggestion system in place
for last 30 years. Organisation B facilitates the customs
transactions electronically round the clock from all over the
world. It has about 1000 employees. Organisation C is the
infrastructure organisation. Its main function is to design,
build and manage the municipal infrastructure, facilities
and services. It provides services to residents with respect to
constructions such as roads, buildings, and communications,
electricity, water, sewerage etc. It has about 250 employees.
The summary of the assessment are as below:
Factor 1: Leadership and Work Environment
Top Management Support
The top management support was analyzed in three different
cases. The practices noted across three organisations are
tabulated as follows:
As we can note, coinciding with most of the practices of
Organisation A, Organisations B and C demonstrated that
its leadership and top management support their suggestion
systems in a variety of ways. From above descriptions, it can
be noted that in all three organisations, the top leaderships
commitment and involvement is attributed to their direct
involvement in the suggestion system. The support is
further shown by establishing the clear vision and mission
for the scheme. The pioneer organisation further sets itself
ahead of B and C to provide strategic directives to the
needy departments after analyzing the monthly reports.
Organisation B demonstrated a unique practice of setting
of an “Audit system” for their suggestion system. Thus,
the support takes many different forms and as such the
assessment of this indicator should look for evidences of
following practices to demonstrate the top managements
support:
∑ Direct involvement of the top management in
programs for awarding the best suggestions
∑ Participation of the top management in the events
relating to suggestion scheme.
∑ Review the suggestion system performance monthly
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Journal of Strategic Human Resource Management
Volume 3 Issue 2 June 2014
table 3:practices for top management Support
#
Existing Evidences
1
Directly involving in programs for awarding the best suggestions
2
Directly participating in the events relating to suggestion scheme.
3
Review Suggestion system performance report monthly
4
5
Give direction to departments that fall below the expected outcomes
Vision and mission for their suggestion system
6
Establishing an “audit system” for suggestion system
7
Host and sponsor events relating to the creativity
8
Directly involving in making the suggestions related to their work
area and thus by setting examples to their subordinates.
They sponsor and participate in the conferences and events to
show their support for their suggestion schemes
Supports and empowers middle management
9
10
∑ Establish vision and mission for their system
∑ Hosting events and sponsoring events relating to
creativity
Further, following evidences demonstrate the progression of
the top management’s support to the suggestion system in
established suggestion systems.
∑ Setting up robust policies and procedures for the
smooth functioning of the suggestion scheme
∑ Giving strategic directives to improve the performance
∑ Setting up examples by involving themselves in
making suggestions
Organisation
A
Organisation
B
Organisation
C
Supervisor Support
The supervisors support is core to the suggestion system as
demonstrated in all three organisations. Table 4 depicts the
various evidences prevalent in the organisations:
Consistently, in all three organisations supervisors provide
their support to motivate their subordinates to make
suggestions, and reine the ideas if necessary. It is thus
necessary that the assessment of supervisors support to
suggestion scheme should at least evidence that:
∑ The supervisor is responsible for reviewing employee
ideas and providing suggestors with input and
assistance in reining the ideas
table 4: possible practices -Supervisor Support
#
1
2
Existing Evidences
Organisation A
Supervisor is responsible for reviewing employee ideas and providing sug
gestions with input and assistance in reining the ideas.
Supervisor is recognized for his contributions.
3
Supervisor has been given full support and taken into conidence
4
Supervisors are empowered to ix the award for the suggestion received
5
Supervisors are given targets
6
Supervisor encourages their team members to discuss any of their work related issue prior to forming into a suggestion into the system.
Supervisors provide their guidance if required to formulate the solution as
well.
Supervisors too receive monthly and quarterly suggestion reports.
7
8
Organisation B
Organisation C
Employee Suggestion System Assessment Model: The Best Practice Scenarios
7
table 5:possible practices-organisational Support
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Employee suggestions are centrally stored
2
Organisations supports if an implemented suggestion needs to be
replicated in other departments.
4
Employees can test their suggestion before submitting into the system.
5
Provides support where required to review the suggestion etc.
6
Employees can also avail the support of the central suggestion
scheme team should they need any help
7
Employees are free to communicate with cross departments
any support.
for
8
Decentralized system giving the authority in their departments to
review the suggestions irst
9
Clear suggestion guidelines and awareness to formulate suggestions
10
Organising Creativity simulation workshops.
11
Hosts events to honor the winning suggestion.
12
Employees can collaborate and discuss their ideas and produce their
suggestions.
13
Employees are given suggestion target and are recognized on their
performance review
14
Supportive organisation culture
∑ The supervisor encourages their team members to
discuss any of their work related issue prior to forming
into a suggestion into the system
∑ The supervisors provide their guidance if required to
formulate the solution as well
The advancement of this support is demonstrated in
Organisation A, as it further sets targets and recognises their
supervisor as well when awarding the employee. Thus, it can
be said that the development of the supervisors support can
be further noted with additional evidences such as:
∑ The supervisor responsible for suggestion schemes by
setting up targets
∑ The supervisor is empowered
∑ The supervisor and their line manager till the top too
are recognised
∑ The supervisors review monthly or quarterly reports
of the suggestion system performance
Overall, the supervisors support is demonstrated as central
to the sustainability of suggestion system in all three
organisations.
Organisaional Support
The support of the organisation for the success of the
suggestion system is also crucial as demonstrated in all
three organisations. All three organisations consistently
demonstrate similar evidences for organisational support.
The common practices noted among all three organisations,
to demonstrate the support of the organisation to the
suggestion scheme include:
∑ Employee suggestions are centrally stored
∑ Clear suggestion guidelines and awareness to formulate
suggestions
∑ Organising Creativity simulation workshops.
∑ Hosts events to honor the winning suggestion.
∑ Employees can collaborate and discuss their ideas and
produce their suggestions.
∑ Supportive organisation culture
∑ Employees can test their suggestion before submitting
into the system
The unique evidences such as below are noted in established
suggestion system such as that of Organisation A.
∑ Organisations supports if an implemented suggestion
needs to be replicated in other departments
∑ Employees can also avail the support of the central
suggestion scheme team should they need any help
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Journal of Strategic Human Resource Management
Volume 3 Issue 2 June 2014
table 6: possible practices –communication and networking
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Sharing information regarding the suggestion scheme on in-house monthly
newsletter
2
Encouraging staff to participate at national and international level conferences
3
Flexible organisational structure and non-rigid rules
4
Active website detailing about the status of the suggestion scheme regularly.
5
Employees are encouraged to submit their ideas at local and international
competitions.
6
Open Door Policy and opens communication channels with them and increases the transparency of administrative decisions.
Meetings and opportunities to meet with colleagues
Communicaion and Networking
This indicator too has shown substantial importance in the
sustainability of a suggestion system. All three organisations
demonstrate that they have emphasized on giving importance
to facilitating the communication and networking to
foster creativity in their organisations. Interestingly, the
facts and igures of their suggestion schemes are openly
communicated through dedicated websites and newsletters.
The opportunities to share their ideas internally and
externally too are evident. The opportunity to participate in
events relating to creativity is also shown.
Support for Innovaion
Although there are few evidences across three organisations
demonstrating the mechanisms to demonstrate the support
for the innovation, it is noted that, it is an important indicator
for assessing the sustainability of a suggestion system.
Disputes among employees are quiet common and as such
if not dealt with, can undermine the suggestion systems.
All three organisations take care of this in some or the other
form as demonstrated in Table 7.
Therefore to assess this indicator, the common evidences to
look for are:
∑ Provision to dissolve any disputes among employees
∑ Provision to discuss the idea with immediate line
manger prior to submission
∑ Demonstration of open and supportive culture
Employees are protected and supported by the HR department
to forward their creativity fearlessly.
Coworker Support
The inal indicator of leadership and organisation
environment factor is the coworker support. Organisation A
demonstrated good evidence for the presence of this indicator
specially providing an option to upload a suggestion for their
colleague. Organisations B and C demonstrate that support
of the coworker to guide to nurture the idea. They collaborate
and make joint suggestions as well. It was noted that
coworker support is crucial for sustainability of suggestion
system, especially as Organisation A demonstrated that joint
suggestions often are of high value. The practices illustrated
for coworker support across three organisations are tabulated
table 7: Existing Evidence for Support for innovation
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Provision to dissolve any disputes
among employees
2
Provision to discuss the idea with immediate line manger prior to submission
3
Demonstrate of open and supportive culture
4
Employees are protected and supported by the HR department to forward
their creativity fearlessly.
Employee Suggestion System Assessment Model: The Best Practice Scenarios
9
table 8: Existing Evidences for coworkers Support
#
Existing Evidences
1
Provision to collaborate with co-workers
2
Option to upload colleagues suggestion
as shown in Table 8.
The practices to assess the existence of coworker support
can be thus:
∑ Employees collaborate to make suggestions
∑ Employees submit suggestions for their colleagues
Notably, these are minimum evidences. The development of
this support is not very elaborative.
Factor 2: System Capability
Organisation A
Organisation B
Organisation C
Interestingly, Organisation A demonstrated that departments
are allowed to replicate a solution in other departments,
if it is beneicial to them. This indeed makes obvious the
seriousness of the organisation to actualize the suggestions
received and as such an advance of this indicator may look
for evidences such as:
∑ Provision to replicate an implement solution elsewhere
in the organisation
∑ Distribution of suggestion system implementation
report among all stakeholders
Support for Suggesion Implementaion
Feedback
All three organisations clearly demonstrate the number of
suggestions implemented annually. These success stories are
crucial for the sustainability of the suggestion system as they
are the main motivating factors. The evidence to demonstrate
the implementation of the suggestion is the actual number.
This indication is consistent across all organisations and
moreover, organisations make this igure public on their
websites or through new channels. Moreover their awards
are tied to the implemented suggestions only, giving due
importance to the employees creative ideas. Consistently, all
three organisations provide their evidence to this indicator as
shown in Table 9.
The feedback to the employee is seen as vital for
the sustainability of the suggestion system. All three
organisations have robust evidence to demonstrate the
feedback system in their organisation. Speciic deadlines
are set to process a suggestions, mechanism to report the
feedback are also spelled out. Employees can clearly track
the progress of their suggestion as well.
The assessment of this indicator thus should look for
evidences such as:
∑ Awarding only implemented suggestions
∑ Centrally storing the suggestions for everyone’s
information
∑ Evidence is available on implemented suggestions.
∑ Monitoring the system performance with regard to
suggestion Implementation
The practices noted in the organisations are shown in Table
10.
The pioneer system of Organisation A has further set up a
mechanism of allowing employees submit their suggestions
directly to the central system. This is because if there is
any reservation with the direct supervisor, employees must
not be discouraged by the feedback of their supervisors,
especially when supervisors are normally the irst level of
evaluators. The assessment of sustainability of suggestion
system through the feedback indicator should look for
evidences such as:
∑ Provide encouraging feedback
∑ Setting up reminders to evaluators and implementers
on pending suggestions
table 9: Existing Evidences for implementation of the Suggestion
#
Existing Evidences
1
Awarding only implemented suggestions
2
Provision to replicate the suggestions in other departments
3
Centrally storing the suggestions for everyone’s information
4
Evidence is available on implemented suggestions.
5
Monitoring the system performance with regard to suggestion implementation
6
Distributing the suggestion system performance report among all stakeholders
Organisation A Organisation B Organisation C
Journal of Strategic Human Resource Management
10
Volume 3 Issue 2 June 2014
table 10: Existing Evidences for Feedback
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Provide encouraging feedback
2
Setting up reminders to evaluators and implementers on
pending suggestions
3
Setting up realistic deadlines for processing the suggestions
4
Provision to submit the suggestion to central administrator
if needed
table 11: Existing Evidences for rewards
#
Existing Evidences
Organisation A
Organisation C
Financial Rewards
Organisation B
1
2
Other reward such as Certiicate of appreciations/ Nominating
distinguished suggestion owners for taking part in local, regional and
international suggestion contests
3
Reward scheme is transparent
4
Rewards are fairly calculated as per their savings
∑ Setting up realistic deadlines for processing the
suggestions
∑ Provision to submit the suggestion to central
administrator if needed
Rewards
The rewards are considered as central to the sustainability
of the suggestion system. This is well demonstrated in all
three cases. All three organisations have established robust
rewarding scheme. Further, the rewards are not limited
only to monetary beneits and there are different categories
to recognise the employees for their contribution. The
evidences that these organisations exhibit are shown in Table
11.
The assessment of the sustainability of a suggestion system
through the reward indicator should display the evidence for:
∑ Financial rewards
∑ Other rewards such as Certiicate of Appreciations/
Nominating distinguished suggestion owners for taking
part in local, regional and international suggestion
contests
∑ Reward scheme is transparent
∑ Rewards are fairly calculated as per their savings
Organisation A further exhibits that after the irst level of
assessment, a reward is given for the suggestion and the
suggestion is further recommended for considering for
special awards that are established. These rewards are given
during the annual award ceremony. The established scheme
exhibits:
∑ Established special annual award categories.
table 12: Existing Evidences for Evaluation
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Dedicated schedule to evaluate the suggestions
2
Dedicated evaluation team
3
Providing reasons for rejected suggestion
4
Making the evaluation procedures and team members transparent
5
An evaluation criteria
6
At least a chance to appeal against the decision
Employee Suggestion System Assessment Model: The Best Practice Scenarios
11
table 13: Existing Evidences for Awareness
#
Existing Evidences
1
Promotional Events
2
Newsletters
3
Websites
4
Thematic campaigns monthly
5
Information through bulletin boards and roll ups
6
Employee Induction Program
7
Has a brand name
Organisation A
Organisation B
Organisation C
table 14: Existing Evidences for System Features
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Dedicated suggestion scheme administrator
2
A electronic system to receive and timely process the suggestion.
3
Estabilshed roles and responsibities to all stakeholders with regard to
suggestion system
4
User frenidly system
5
Multiple ways to submit suggestions
Evaluaion
The evaluation is found to be signiicant to the sustainability
of the suggestion system. The ‘evaluation’, thus, involves
many components such as the process, criteria, and
evaluation team responsibility procedures etc.
The possible evidences to be exhibited by the organisations
to demonstrate the “evaluation” are shown in Table 12.
Although the evaluation committee’s decisions are inal in
Organisations A and C, Organisation B believes in providing
an option to appeal against the decision. This indeed can
increase the suggestion implementation and further motivate
employee participation.
Therefore, the assessment of the sustainability of a suggestion
system from this perspective should look for evidences such
as
∑ Dedicated schedule to evaluate the suggestions
∑ Dedicated evaluation team
∑ Providing reasons for rejected suggestion
∑ Making the evaluation procedures and team members
transparent
∑ An evaluation criteria
Awareness
All three organisations display good practices for creating
awareness of suggestion systems within their organisations
and demonstrate that through these campaigns, they elicit
employee creative ideas. The range of evidences to support
the suggestion system awareness is tabulated in Table 13.
Rightly therefore this indicator should display evidences of
these for the assessment of the sustainability of a suggestion
system:
∑ Promotional Events
∑ Newsletters
∑ Websites
∑ Thematic campaigns monthly
∑ Information through bulletin boards and roll ups
∑ Employee Induction Program
∑ Has a brand name
System Features
Organisations reveal that they have a variety of mechanisms
for their employees to make their suggestions and they
provide clear guidelines to use their suggestion system. The
roles and responsibilities for suggestion systems stakeholders
and dedicated administrators are in place to support the
suggestion system. The evidences as shown in Table 14 are
consistently displayed by all three organisations.
The below evidences should be looked for when assessing
the “system features”
∑ Dedicated suggestion scheme administrator
∑ An electronic system to receive and timely process the
suggestion.
12
Journal of Strategic Human Resource Management
Volume 3 Issue 2 June 2014
table 15: Existing Evidences for resources
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Availability of inancial resources
2
Procedure to seek resource support
3
Are allowed to escalate any related matters to
their superiors and superiors in turn take it to
higher management for a swift action
table 16: Existing Evidences for team Work
#
Existing Evidences
1
Provision to submit ideas in teams
2
Team Rewards
Organisation A
Organisation B
Organisation C
∑ Established roles and responsibilities to all stakeholders
with regard to suggestion system
∑ User friendly system
∑ Multiple ways to submit suggestions
Resources
The inal indicator of the system capability factor is the
resources. Organisations should have inancial as well as
other physical resources to support their suggestion system.
There must be some established way of availing physical
resources to test their ideas. The evidences that three
organisations bring forward are shown in Table 15.
Therefore the resource availability could be evidenced
through:
∑ Availability of inancial resources
∑ Procedure to avail physical resources
∑ Management support to source resources
Factor 3: Organisaional Encouragement
Team Work
Consistently, all the three organizations recognise
the importance of the teamwork and encourage team
submissions. It was also evidenced by Organisation A that
high value suggestions often are from the team suggestions.
Organisation B, however, has a different viewpoint that
employees preferred making individual suggestions, so
that rewards are not shared with all. Organisation C too
recognises the team work and has provisions to submit the
ideas in teams. The evidences for teamwork in all three
organisations are demonstrated in Table 16.
Experise
Organisation A demonstrated that it is the expertise and the
domain knowledge that their employees possess that result in
making award winning suggestions. It also claimed, overall,
it is the talent of their employees that brings the success
to their suggestion system. Similarly, Organisation B too
demonstrated that their employees clearly fall into three
categories as low-skilled, medium-skilled and high-skilled.
According to their statistics, it is usually mid and high skilled
employees who contribute more to the suggestion system.
In Organisation C, it was noted that, it is again because
of their talented employees they win international awards
for their suggestions. The prevailing practices across three
organisations are shown in Table 17.
The assessment of expertise thus can include following
evidences:
table 17: Existing Evidences for Expertise
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Suggestions get awarded at local or international competitions
2
Organisation has talented employees
3
High value suggestions are received from experienced employees
4
Experienced or high skilled workers make more suggestions when
compared to others
Employee Suggestion System Assessment Model: The Best Practice Scenarios
13
table 18: Existing Evidences for training
#
Existing Evidences
1
Creativity Related Workshops and trainings
2
Trainings to use suggestion system
Organisation A
Organisation B
Organisation C
table 19: Existing Evidences for Employees participation
#
Existing Evidences
1
Making the scheme open to all for participation
2
Evidence available to demonstrate the participation
4
Organisation or Employees win awards for their suggestions
5
Setting participation targets e.g. (min suggestions per year)
6
Encourages suggestion for any area and not necessarily for cost savings
7
No strict boundary between job role and creativity
∑ Suggestions get awarded at local or international
competitions
∑ Organisation has talented employees
∑ Experienced employees make more suggestion when
compared to others or
∑ High value suggestions are elicited from experienced
employees
Training
The practice of training employees to use suggestion schemes
and creativity is consistent among all three organisations and
they consider it as an important element to the suggestion
system. Following evidences demonstrate the training
element in all three organisations.
The assessment of training thus to evidence the following:
∑ Creativity related workshops and trainings
∑ Trainings to use suggestion system
Employee Paricipaion
The inal indicator of the organisational encouragement is
the employee participation. All organisations consistently
demonstrated the importance of the employee participation
for the sustainability of a suggestion system. First of all, all
organisations have made their suggestion scheme open for all
employees and particularly they don’t focus on suggestions
that are meant only for cost saving. Suggestions can involve
any improvement, such as improvement in employee morale
or satisfaction. Organisations display the participation rate
in the suggestion scheme. Organisation A has given a target
to the departments, whereas Organisation B has linked it to
their performance review program, while Organisation C
has not linked the participation to any speciic targets. It can
Organisation A
Organisation B
Organisation C
be said that target setting might improve the suggestions;
however, the targets are not mandatory.
The practices across the three organisations are as shown in
Table 19.
Organisation A further encourages employee participation by
not strictly drawing a line between the job role and creativity
efforts. If a suggestion brings value it is more likely to be
considered as a suggestion. The assessment of the employee
participation should evidence that the organisations has:
∑ Making the scheme open to all to participate
∑ Evidence available to demonstrate the actual
participation (number of suggestions)
∑ Organisation or employees win awards for their
suggestions
∑ Setting
participation targets
(e.g. minimum
suggestions per year)
∑ Encourages suggestion for any area and not necessarily
for cost savings
∑ No strict boundary between job role and creativity
Factor 4: System Effeciveness
Customer Saisfacion
The irst indicator for system effectiveness is the customer
satisfaction. The customer satisfaction is the priority
in Organisations B and C and, as such, they encourage
suggestions from their customers as well. Organisation A
too has mechanisms to collect feedback of their customer
satisfaction but it is not categorically assessed to portray
how much the suggestions directly contribute in customer
satisfaction. But, all three organisations display their
14
Journal of Strategic Human Resource Management
Volume 3 Issue 2 June 2014
table 20: Existing Evidences for customer Satisfaction
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Provision for customer suggestion
2
Evidence of commitment to customer satisfaction
table 21: Existing Evidences for product Quality
#
1
Existing Evidences
Organisation A
Evidence available for commitment to enhance product quality
commitment to customer
suggestion system.
satisfaction through
their
Therefore, this indicator should include evidences such as:
∑ Evidence of commitment to customer satisfaction
Product Quality
All three organisations recognize the importance to
their product quality. This is the goal of their suggestion
system. Thus, the organisation should demonstrate that it is
committed to improving their product quality and thus uses
its suggestion system for receiving suggestions related to
product quality improvement.
Improvements in process
The main outcome that all three organisations emphasize on
their suggestion scheme is the improvement in the process
as shown in Table 22. Therefore the assessment should
evidence that the organisation evidences a number of process
improvements.
To assess the process improvements, following practice
should be visible in the organisation:
∑ The number of improvements taking place as a result
of systems
Profitability
Organisation B
Organisation C
The proitability is consistently demonstrated in all three
organisations. Although the cost saving is not the only
motive of their suggestion system, employee suggestion
help save cost or help to generated new revenues.
This indicator can thus evidence any or all of the following:
∑ There are new revenues generated
∑ There is cost saving
Employee Producivity
The inal indicator on system effectives is the productivity
of employees. Suggestion system’s goal is also to improve
the productivity of the employees in terms of employee
safety and satisfaction, organisational accountability
and commitment and employee conidence. All three
organisations demonstrate (Table 24) from their stated
objectives of the suggestion system that their goal is to
improve the product quality besides the cost savings.
All three organisations, as shown in Table 24, demonstrate
the same and thus it can be said that assessment of the
productivity to evidence:
∑ Employees feel safe and sense of accountability are
satisied with their job
∑ Employees demonstrate sense of accountability and
commitment to organisations
∑ There is improvement in employee participation rate
∑ System objectives are set to improve the productivity
table 22: Existing Evidences for improvements in process
#
Existing Evidences
1
Evidence available to demonstrate process improvement
Organisation A
Organisation B
Organisation C
Table 23: Existing Evidences for Profitability
#
Existing Evidences
1
Evidence of new revenues
2
Evidence of cost savings
Organisation A
Organisation B
Organisation C
Employee Suggestion System Assessment Model: The Best Practice Scenarios
15
table 24: Existing Evidences for productivity
#
Existing Evidences
Organisation A
Organisation B
Organisation C
1
Employees feel safe and sense of accountability are satisied with their job
2
Employees demonstrate sense of accountability and commitment to
organisations
3
There is improvement in Employee participation Rate
4
System objectives are set to improve the productivity
5
Suggestions aimed at morale improvements are have a reward scheme
table 25: Existing Evidences for Job control
#
Existing Evidences
1
Flexibility in working environment
2
Innovation supportive practices
3
No standard routines
4
Employees have job autonomy
5
No task standardisation
∑ Suggestions aimed at morale improvements are have
a reward scheme
Organisation A
Organisation B
Organisation C
motivate the employees to make suggestions, they don’t
encourage running the scheme as a competition.
To assess the sustainability of a suggestion system it should
be noted that:
∑ Suggestion making is not mandatory and not
established as competition in the organisation.
Factor 5: System Barriers
Job Control
The last factor is the system barriers that include two
indicators: Job control and completion. Organisations A,
B and C demonstrate that job control is a big barrier to
creativity. Therefore, organizations ensure that it has lexible
and supportive work environment, innovation supportive
practice and freedom to try new things, as shown in Table 25
It should be taken into consideration that following practices
are in practice in the organisation and eliminates the impact
of job control on the sustainability of a suggestion system:
∑ Flexibility in working environment
∑ Innovation supportive practices
∑ No standard routines
Compeiion
The last indicator on the system barriers is the competition.
Although, the organisations set department level targets to
T�e Di�cu��ion
All three organisations demonstrate good evidence for Factor
1, namely the leadership and organisational encouragement.
Top management of the organisation consistently participates
in honouring the suggestions and moreover sets examples
by participating directly in making suggestion as uniquely
noted in the Organisation B. The supervisor to the suggestion
is also consistent across all three organisations. They display
different forms of support to encourage the suggestion
schemes. A supportive culture is further noted. Free low of
communication, Open Door Policy and networking are other
forms of supports noted.
Good evidence and support arealso demonstrated for system
capability across all three organisations. Moreover, they are
fairly consistent among all three organisations. Although
the rewards are designed uniquely, all three organisations
demonstrated good reward scheme. Similarly, the robust
table 26: Existing Evidences for competition
#
1
Existing Evidences
Organisation A
Suggestion making is not mandatory and not established as competition
Organisation B
Organisation C
16
Journal of Strategic Human Resource Management
evaluation process too is visible in the organisation. In all
three organisations employees, receive feedback and they
have easy to use systems. Although the system features
differ among the organisations while one provides variety of
ways to make suggestions, others provide good guidelines
to use the suggestion system. Awards are further given only
when suggestions are implemented.
The third factor is the organisational encouragement is also
well-demonstrated within the all cases. Firstly, all three
organizations recognise the importance of team work and
facilitate the team suggestions. All employees are eligible to
participate in the suggestion scheme. All three organisations
demonstrated that their suggestion scheme has an impact on
customer satisfaction, product quality, process improvement,
and proitability and employee productivity. In all three
organisations, employees have freedom to perform their
tasks and make their suggestions as per their own will.
The analysis of the three cases evidences a list of practices
relating to each of these factors.
Conc�u�ion
The purpose of this paper is to apply the sustainability
assessment framework to three organisations and list the good
practices associated with each the factors. The research has
provided a unique understanding of the relative importance
of these factors. The evidences of good practices across
the three organisations are presented. As a future research,
the stages for sustainability can be developed and practices
can be categorized to each of these factors. The framework
is useful for the suggestion systems that have goals or
objectives such as proitability, customer satisfaction,
workplace process improvement, improvement in product
quality and improvement in employee productivity etc. The
assessor should identify the key informants preferably the
suggestion system administrator who can provide evidence
and explain their suggestion scheme. It must be ensured that
the informant has good understanding of their suggestion
system and be able to provide the evidence of practices as
required. Upon completion, assessor should identify the
indicators that show ‘No Evidence’ for improvement.
This research used three case studies with a focus on general
outcomes of suggestion systems. Organisations sometimes
can have speciic outcomes for their suggestion system and
hence this framework can be tailored to take into consideration
the speciic system outcomes and propose a framework
accordingly. The study included three organisations, thus the
practices corresponding to each indicator can be increased
by studying more organisations across different industries.
This framework is limited to the users of suggestion systems
within the UAE; as such framework can be extended to
the use of global perspectives by studying some cross-
Volume 3 Issue 2 June 2014
cultural suggestion system. Finally this research developed
qualitative assessment method. This can be extended to
assess the sustainability through quantitative data.
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